| 1. | Market misconduct tribunal
市场失当行为审裁处 |
| 2. | Securities and futures registration of market misconduct tribunal orders rules
证券及期货登记市场失当行为审裁处命令规则 |
| 3. | To make breaches of statutory listing requirements a new type of market misconduct under the securities and futures ordinance cap . 571
把违反法定上市要求定为证券及期货条例第571章下一种新的市场失当行为 |
| 4. | To make breaches of statutory listing requirements a new type of market misconduct under the securities and futures ordinance ( sfo ) ( cap
把违反法定上市要求定为《证券及期货条例》 (第571章)下一种新的市场失当行为； |
| 5. | To extend the market misconduct regime in parts xiii and xiv of the sfo to cover breaches of the statutory listing rules made by sfc
把证券及期货条例第xiii及xiv部有关处理市场失当行为的制度扩大，以涵盖违反证监会所订立法定上市规则的行为 |
| 6. | The panel was briefed by sfc on the different types of market misconduct under sfo and the procedures adopted by sfc in handling such cases
事务委员会听取证会就证券及期货条例下不同种类的市场失当行为，以及证监会处理有关事宜的程序的简报。 |
| 7. | Directors wishing to deal in any securities in the company must first have regard to the provisions of part xiii and part xiv of the securities and futures ordinance with respect to insider dealing and market misconduct
欲买卖公司证券的董事应先注意《证券及期货条例》第xiii及xiv部所载有关内幕交易及市场不当行为的条文。 |
| 8. | Opportunity was also taken to add new elements of regulation into the bill , which included the introduction of a single licence for market intermediaries , the establishment of a more effective regime to combat market misconduct and an upgraded disclosure regime to enhance market transparency
政府亦藉此机会在条例草案中引入新的规管元素，包括为市场中介人设立单一牌照制度、建立更有效的制度打击市场失当行为，以及建立更完善的权益披露制度以增加市场透明度。 |
| 9. | To empower the market misconduct tribunal to impose , in addition to existing sanctions such as disqualification orders and disgorgement orders , new civil sanctions , namely public reprimands and civil fines , on the primary targets , i . e . issuers , directors and officers , for breaches of the statutory listing rules made by sfc ; and
赋权市场失当行为审裁处对违反证监会所订立的法定上市规则的重点对象，即发行人董事及高级人员，除可施加现有制裁如发出取消资格令和交出款项令之外，还可施加新的民事制裁，即作出公开谴责和施加民事罚款及 |
